SEC Chief Accountant Wesley Bricker described the "significant contributions" of academic researchers to the quality of financial reporting and auditing policymaking.
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By a vote of 233 to 186, the House of Representatives passed the "Financial CHOICE Act of 2017."
In a recent research note, FINRA Office of the Chief Economist staff members examined the liquidity of securitized assets over the course of the last several years, noting both positive and negative market developments.
New SRO rule changes and proposals were announced by the SEC for the week of June 5 to June 9, 2017.
The Managed Funds Association urged the CFTC to improve its regulatory framework and ease burdens on market participants in the private fund industry.