IOSCO published a report on minimizing the risks of misconduct in wholesale markets.

The U.S. Treasury Department issued its first set of recommendations pursuant to President Trump's Executive Order establishing core principles for improving the financial system.

FINRA established an "Innovation Outreach Initiative" to facilitate engagement and cooperation with market participants concerning the role of FinTech in the securities industry.

The SEC and the CFTC cited ongoing litigation as the reason they declined to issue a joint interpretation on whether a particular Reinsurance Participation Agreement is classified as a swap, security-based swap or mixed swap.

FINRA filed a proposed rule change concerning the implementation date of rules that require firms to use two new trade modifiers for certain U.S. Treasury Securities.