FINRA proposed amending its "Trade Reporting and Compliance Engine" rules in order to begin offering a new TRACE Security Activity Report for corporate and agency bonds.
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IOSCO conducted a cross-border survey of the ways in which incentives for order routing are regulated in various jurisdictions, including in the European Union and the United States.
The OCC Office of Innovation will host "Office Hours" sessions in order to meet with banks and FinTech companies to discuss the regulatory implications of financial technology, new products and new services.
The Office of the Comptroller of the Currency published a new booklet of the Comptroller's Licensing Manual titled "Articles of Association, Charter, and Bylaw Amendments."
The MSRB released a list of the "Strategic Goals" it intends to pursue for the next several years.