The SEC named Keith E. Cassidy as Technology Controls Program Associate Director in the Office of Compliance Inspections and Examinations.
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21975 News Results
The CFPB is seeking public comment on proposed changes to the "prepaid card accounts" rule.
The IRS reissued proposed regulations concerning the new centralized partnership audit regime.
The North American Securities Administrators Association published a study of practices and procedures used by broker-dealers to protect senior investors from financial abuse.
On June 22, 2017, the United States Senate Committee on Agriculture, Nutrition and Forestry will hold a hearing to discuss the nomination of J. Christopher Giancarlo as Chair of the CFTC.