The CFTC filed suit in a U.S. District Court against a foreign-based company for operating as an unregistered retail foreign exchange broker and making material misrepresentations to customers.

Beginning on June 21, 2017, SIFMA's Credit and Margin Section will host its two-day Annual Conference at the Mills House Grand Wyndham Resort in Charleston, South Carolina. The conference will include presentations from margin practitioners and industry specialists.

FINRA is adding a new "Problem Code," amending various reporting requirements and revising forms to address the June 9, 2017 implementation of certain aspects of the DOL Fiduciary Rule.

New SRO rule changes and proposals were announced by the SEC for the week of May 29 to June 2, 2017.

The MSRB is soliciting comments on draft amendments to its requirements for obtaining CUSIP numbers.