The CFTC amended its rules in order to update the methods by which firms' records must be kept.
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The CFTC adopted several rule amendments in order to better protect whistleblowers from retaliation and intimidation by their employers, and to establish a new review process for whistleblower claims.
The SEC announced new SRO rule changes and proposals for the week of May 22 to May 26, 2017.
Based on a study using FINRA Trade Reporting and Compliance data, several economists concluded that corporate bond liquidity has been affected adversely by post-crisis regulation.
The National Futures Association proposed an Interpretive Notice on the reporting and filing requirements for swap dealers concerning swap valuation disputes.