The CFTC adopted rule amendments to better protect whistleblowers from retaliation or intimidation by their employers and to establish a new review process for whistleblower claims.

FINRA warned investors to exercise caution when investing in Simple Agreements for Future Equity.

The SEC announced new SRO rule changes and proposals for the week of May 8 to May 12, 2017.

The Managed Funds Association urged the SEC to adopt an approach that "protects investors, enhances regulatory coordination, promotes market transparency and increases market fairness and efficiency."

A hedge fund agreed to settle insider trading charges and beneficial ownership reporting violations.