At the 2017 FINRA Annual Conference, FINRA President and CEO Robert Cook emphasized the need for regulators to adapt to an evolving financial industry.

FINRA proposed amending its trade reporting and compliance engine ("TRACE") rules to offer an "End-of-Day TRACE Transaction File."

The SEC may reevaluate a decision by the Division of Markets and Trading to approve a proposed rule change that permits the listing and trading of quadruple-leveraged exchange-traded funds.

FINRA issued an update to a recent Investor Alert on crowdfunding rules and processes. The update provides new information on inflation-adjusted investment limits.

The CFTC launched "LabCFTC," an initiative designed to "promot[e] responsible FinTech innovation to improve the quality, resiliency, and competitiveness of the markets the CFTC oversees."