The Global Foreign Exchange Committee updated the FX Global Code and highlighted developments since its launch.
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Several international regulatory agencies have created the "Global Financial Innovation Network" to collaborate on regulatory issues related to emerging technologies and FinTech development.
A company specializing in cloud communications products and services agreed to settle SEC charges of misleading investors with inaccurate revenue projections.
The SEC Office of Investor Education and Advocacy provided investors with guidance on traditional and non-traditional index funds.
In a comment letter submitted to the SEC, SIFMA expressed qualified support for proposed Regulation Best Interest and offered recommendations for improvements.