President Donald J. Trump signed into law the Foreign Investment Risk Review Modernization Act as part of the wide-reaching John S. McCain National Defense Authorization Act for fiscal year 2019.
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A foreign banking organization agreed to pay $4.9 billion to resolve DOJ claims related to the underwriting and issuance of residential mortgage-backed securities between 2005 and 2008.
The MSRB requested comments on proposed guidance for municipal advisors and municipal securities dealers on the use of social media.
FINRA reminded Alternative Trading Systems to assess their existing systems to verify that they are sufficient to meet supervisory obligations.
The Consumer Financial Protection Bureau will exempt certain financial institutions from the requirement of providing privacy disclosures concerning the treatment of nonpublic personal information about consumers.