The SEC provided guidance to certain registered investment companies on a recently adopted rule that will allow an optional "notice and access" method for the delivery of shareholder reports.

Five new members were elected to serve on the MSRB's governing board for FY 2019.

The CFTC granted multiple whistleblower awards totaling over $45 million.

The SEC granted BATS BYX-Exchange, Inc. limited exemptive relief from the "Sub-Penny Rule" and approved the one-year adoption of the Exchange’s Retail Price Improvement Program.