In a new report, ISDA and the Association for Financial Markets in Europe analyze the post-Brexit challenges to contractual continuity in over-the-counter derivative contracts.

The Federal Reserve Board Division of Consumer and Community Affairs introduced a new publication that is intended to provide industry members with guidance on relevant supervisory issues related to consumer protection.

The National Futures Association charged a registered independent introducing broker with failing to maintain the required minimum adjusted net capital, file telegraphic notice of its capital deficiencies with the NFA in a timely manner and keep current books and records.

The SEC named Daniel Gregus as National Associate Director of the Clearance and Settlement examination program in the Office of Compliance Inspections and Examinations.

The Office of the Comptroller of the Currency revised guidance contained in the Comptroller's Handbook to be consistent with the Economic Growth, Regulatory Relief and Consumer Protection Act.