The Investment Company Institute ("ICI") called on House Financial Services Committee leaders to back the Financial Exploitation Prevention Act, a measure designed to strengthen protections for senior investors.

The Congressional Research Service reviewed how artificial intelligence is being used in capital markets and policy considerations for Congress and regulators.

FINRA barred a broker for refusing to provide documents requested during an investigation into an undisclosed private securities transaction and outside business activity.

The American Bankers Association urged the Department of Justice and the National Economic Council to rein in state laws that conflict with federal authority and threaten the uniformity of the national banking system.

Republican Senators pressed the SEC and Treasury to delist a Chinese technology firm from the NASDAQ and place it on OFAC's Chinese Military-Industrial Complex Companies List.