A firm settled FINRA charges for reserve account miscalculations, inaccurate regulatory filings, and supervisory deficiencies.
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The Crypto Council for Innovation urged the U.S. Department of the Treasury to promote innovation-driven approaches to combat illicit finance in the digital asset sector.
Republican and Democratic Senators urged the Federal Reserve to support legislation establishing an independent inspector general at the central bank.
FINRA barred a broker for refusing to produce documents requested during an investigation into the potential misuse of customer funds.
Over 100 U.S. Republican senators and representatives urged the U.S. Department of the Treasury and Office of Management and Budget to continue to support and fund the Community Development Financial Institutions Fund.