The SEC identified the panelists for an upcoming joint roundtable with the CFTC on regulatory harmonization between the agencies. The roundtable is scheduled for September 29, 2025.
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SIFMA Managing Director and Head of Equity and Options Market Structure Katie Kolchin weighed-in on potential changes to trade-through prohibitions, the subject of a recent SEC roundtable.
The U.S. Treasury Department and the U.K.'s HM Treasury announced the formation of a joint "Transatlantic Taskforce for Markets of the Future."
The Managed Funds Association asked the CFTC "to take necessary action" to reinstate the "Qualified Eligible Persons exemption" (CFTC Rule 4.13(a)(4)) for commodity pool operators.
CFTC Acting Chair Caroline D. Pham launched an agency initiative on the use of tokenized collateral, including stablecoins, in derivatives markets.