A firm settled FINRA charges for supervisory and disclosure deficiencies related to municipal bonds traded at a market discount.

Senate and House Democrats called on federal banking regulators to withdraw a proposed rule that would "significantly reduce the enhanced supplementary leverage ratio ("eSLR") requirement for the eight U.S. global systemically important banks."

A firm settled FINRA charges for misleading communications concerning crypto assets offered by an unaffiliated entity.

At a joint SEC-CFTC roundtable on regulatory harmonization, SEC and CFTC Commissioners agreed on the importance of reducing duplicative oversight.

The Federal Reserve Board reminded covered institutions of their obligations under "special measures" that may be imposed by the U.S. Department of the Treasury’s Financial Crimes Enforcement Network.