FINRA suspended a broker for falsifying client authorizations on multiple fund transfers between customer accounts.

A firm settled FINRA charges for publishing inaccurate and incomplete quarterly order routing reports and related supervisory failures.

FINRA sanctioned a wholesaler of investment company securities for providing improper gifts and entertainment.

Senate Banking Committee members Bill Hagerty (R) and Angela Alsobrooks (D) introduced bipartisan legislation to expand federal deposit insurance coverage for noninterest-bearing transaction accounts.

The Bank for International Settlements recommended that central banks urgently upgrade their capabilities to act as both informed observers and sophisticated users of AI.