The IRS and SEC are now operating under published contingency plans following the federal government shutdown.

The Managed Funds Association urged the SEC and CFTC to advance efforts of regulatory harmonization by eliminating duplication and streamlining oversight.

Blockchain Association CEO Summer Mersinger pressed Senate Banking and House Financial Services Committee leaders to defend the GENIUS Act against efforts by banks to weaken its provisions.

A firm settled FINRA charges for failing to reasonably supervise and investigate surveillance alerts for manipulative trading.

President Donald Trump withdrew the nomination of Brian Quintenz to serve as Chair of the CFTC.