SEC Chair Paul Atkins outlined plans for a less punitive enforcement strategy and urged development of tailored rules for digital assets.

ISDA CEO Scott O’Malia highlighted the need for further adjustments to US capital requirements to ensure banks can continue to provide vital intermediation services.

A firm settled FINRA charges after failing to maintain required net capital levels and engaging in unapproved underwriting activities.

SIFMA President and CEO Kenneth E. Bentsen, Jr. highlighted the benefits and policy challenges of integrating private market investments into retirement portfolios.

The Managed Funds Association ("MFA") urged the SEC and the CFTC ("Agencies") to extend the compliance deadline for the amended private fund reporting form ("Form PF"), citing unresolved interpretive issues, technical deficiencies, and the risk of inconsistent data.