The MSRB provided guidance on the professional qualification examination requirements for municipal advisor representatives (Series 50) and principals (Series 54).
News & Insights
The OCC, the Federal Reserve Board of Governors, and the FDIC rescinded interagency guidance that outlined principles for how large financial institutions should manage climate-related financial risks.
SIFMA and the SIFMA Asset Management Group urged the SEC to "modernize the communications and records retention rules applicable to broker-dealers, investment advisers, and security-based swap dealers."
The Bank of England outlined a policy framework for fostering "responsible innovation" in artificial intelligence, distributed ledger technology, and quantum computing.
Federal Reserve Governor Christopher J. Waller offers historical perspective on technological change, characterizing artificial intelligence as the newest wave of innovation that will challenge existing structures while driving long-term economic growth.