The Managed Funds Association urged the Senate Banking Committee to adopt several recommendations on proposed digital asset market structure legislation.

The CFTC’s Division of Clearing and Risk withdrew 2016 staff guidance on recovery plans and wind-down plans maintained by derivatives clearing organizations.

A firm settled FINRA charges for reserve account miscalculations, inaccurate regulatory filings, and supervisory deficiencies.

At a Financial Stability Oversight Council meeting, Comptroller of the Currency Jonathan V. Gould outlined a new regulatory and supervisory agenda focused on recalibrating risk tolerance.

A federal judge issued a preliminary injunction preventing the removal of Lisa Cook as Federal Reserve Governor.