The CFTC Division of Swap Dealer and Intermediary Oversight provided temporary exemptive relief to non-U.S. introducing brokers that temporarily fail to register with the CFTC.
News & Insights
The SEC Division of Corporation Finance issued two new Compliance and Disclosure Interpretations that clarify recent Exchange Act reporting extensions.
The New York State Department of Financial Services provided temporary relief to consumers and businesses from making premium payments to life insurance companies, property and casualty insurers, and premium finance agencies.
The Federal Reserve Board delayed the effective date of its final rule revising the control framework under the Bank Holding Company Act and the Home Owners' Loan Act.
US Regulatory Intelligence published a series of Corporate Disclosure and Regulation S-K Topic Pages designed to help SEC-registered issuers, lawyers and compliance professionals with ready access to relevant regulatory information.