GAO recommended that federal "agencies improve their management of electronic records."
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21990 News Results
The North American Securities Administrators Association warned investors of an increase in COVID-19 fraud schemes.
The SEC awarded $450,000 to a whistleblower for providing original information that led to a successful enforcement action.
An SEC Order providing temporary exemptive relief for certain investment funds and advisers from filing requirements and in-person board meeting requirements was published in the Federal Register.
The Basel Committee Group of Central Bank Governors and Heads of Supervision delayed the implementation dates for Basel III to allow banks to focus on "immediate financial stability priorities" during the COVID-19 pandemic.