SEC Chair Jay Clayton announced that the SEC will not delay the June 30, 2020 compliance date for Regulation Best Interest despite the COVID-19 pandemic.
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FINRA extended a pilot program for the review of clearly erroneous transactions in exchange-listed securities.
The MSRB began publishing weekly summaries of state and local disclosure reports submitted to the Electronic Municipal Market Access system.
The House Financial Services Committee urged the Federal Reserve Board to revise its recently established Term Asset-Backed Securities Loan Facility by expanding the scope of "eligible collateral".
An SEC proposal to amend the Securities Act exemptive framework was published in the Federal Register.