Now available on the US Regulatory Intelligence: a fully searchable and hyperlinked copy of the Coronavirus Aid, Relief and Economic Security Act.

The SEC rejected a broker-dealer's argument that a FINRA disciplinary order against the broker-dealer was "excessive and oppressive."

In a revised interagency statement, banking regulators clarified certain accounting and reporting factors under the Coronavirus Aid, Relief, and Economic Security Act.

A broker-dealer settled SEC charges for violating recordkeeping and reporting requirements relating to electronic bluebook submissions.

The SEC temporarily suspended trading in the securities of two companies due to concerns about the accuracy and adequacy of public information about the companies' COVID-19 products and capabilities.