The SEC amended the definitions of "covered clearing agency," "central securities depository services," and "sensitivity analysis" to be applicable to central counterparties and securities depositories.
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US Regulatory Intelligence expanded its banking materials to include Federal Reserve Board Legal Interpretations.
FINRA amended its Code of Arbitration Procedure for Customer Disputes to allow a customer to modify or rescind an arbitration claim if a firm or associated person becomes inactive.
The MSRB requested immediate authorization from the SEC to provide extended regulatory relief to firms due to COVID-19-related disruptions to "normal business operations."
A final rule amendment to extend the compliance phase-in schedule for initial margin requirements for uncleared swaps was published in the Federal Register.