FinCEN updated its Financial Action Task Force list of jurisdictions with strategic AML and combating the financing of terrorism deficiencies.

The MSRB published a new daily trading summary to help market participants understand COVID-19's impact on the liquidity of the municipal securities market.

OFAC made minor technical amendments to two Nicaragua-related general licenses.

A broker-dealer settled FINRA charges for simultaneously acting as an issuer's financial advisor and underwriter.

A broker-dealer settled FINRA charges for Trade Reporting and Compliance Engine reporting failures.