Now Available: Topic Pages on Corporate Disclosure and Regulation S-K
Cadwalader published a series of Corporate Disclosure and Regulation S-K Topic Pages designed to help SEC-registered issuers, lawyers and compliance professionals with ready access to relevant regulatory information. To access these pages and the Cabinet more broadly during the Covid-19 isolation period, please send a password request to [email protected].
Regulation S-K specifies the (i) non-financial disclosure requirements applicable to registered issuers under the Securities Act of 1933 and the related rules and the (ii) registration statements, periodic reports, going-private transaction and tender offer statements, proxy and information statements, and any other documents required to be filed under the Securities Exchange Act of 1934 and the related rules.
The Cabinet provides a Topic Page with a comprehensive set of links to Regulation S-K materials, as well as focused Topic Pages that deal with each of the following Items in Regulationg S-K:
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Item 101 (Description of business) (Topic Page)
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Item 102 (Description of property) (Topic Page)
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Item 103 (Legal proceedings) (Topic Page)
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Item 104 (Mine safety disclosure) (Topic Page)
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Item 105 (Risk factors) (Topic Page)
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Item 201 (Market price and dividends on common equity and related stockholder matters) and Item 202 (Description of registrant's securities) (Topic Page)
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Item 301 (Selected financial data) (Topic Page)
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Item 302 (Supplementary financial information) (Topic Page)
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Item 303 (Management's Discussion and Analysis) (Topic Page)
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Item 304 (Changes in accountants and disagreements with accountants) (Topic Page)
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Item 305 (Quantitative and qualitative disclosures about market risk) (Topic Page)
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Item 307 (Disclosure controls and procedures) and Item 308 (Internal control over financial reporting) (Topic Page)
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Item 401 (Directors, Executive Officers, Promoters and Control Persons) (Topic Page)
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Item 402 (Executive compensation) (Topic Page)
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Item 403 (Security ownership of certain owners and management) (Topic Page)
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Item 404 (Transactions with related persons, promoters and control persons) (Topic Page)
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Item 405 (Compliance with SEA Section 16(a)) (Topic Page)
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Item 406 (Code of ethics) (Topic Page)
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Item 407 (Corporate governance) (Topic Page)
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Item 501 (Forepart of registration and outside back cover pages of prospectus), Item 502 (Prospectus cover pages) and Item 503 (Prospectus summary) (Topic Page)
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Item 504 (Use of proceeds), Item 505 (Determination of offering price), and Item 506 (Dilution) (Topic Page)
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Item 507 (Selling security holders), Item 508 (Plan of distribution), Item 509 (Interests of named experts and counsel), Item 510 (Indemnification for Securities Act liabilities) and Item 511 (Expenses of issuance and distribution) (Topic Page)
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Item 512 (Undertakings) (Topic Page)
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Item 601 (Exhibits) (Topic Page)
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Item 701 (Recent sales of unregistered securities; use of proceeds from registered securities) (Topic Page)
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Item 702 (Indemnification of directors and officers) (Topic Page)
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Item 703 (Purchases of equity securities by the issuer and affiliated purchasers) (Topic Page)
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Items 800-802 (List of industry guides) (Topic Page)
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Items 900-915 (Roll-up transactions) (Topic Page)
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Items 1200-1208 (Oil and gas producing activities) (Topic Page)
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Items 1300-1305 (Mining operations) (Topic Page)
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Items 1400-1406 (Bank and savings and loan registrants) (Topic Page)
Cabinet Premium is a subscription service that includes access to an extensive legal database, trusted attorney analysis, and compliance and risk-reduction tools. To learn more about Regulation S-K legal issues, please contact either Steven Lofchie or William Mills. To find out more about Cabinet Premium, please contact William Sadd at (212) 993-2818 or at [email protected].