In a public statement, SEC Commissioners Hester M. Peirce and Elad L. Roisman disagreed with SEC Acting Chair Allison Herren Lee's announcement that the Division of Enforcement would no longer recommend settlement offers conditioned on granting a waiver.
News & Insights
21980 News Results
The Courts of Appeal for the Ninth Circuit and the D.C. Circuit separately granted the Biden administration's motions to hold in abeyance the government's appeals of lower court injunctions of President Donald Trump's Executive Orders on WeChat and TikTok.
The MSRB will retire "15 pieces of guidance" that it considers either outdated or superfluous.
A DOL class exemption that allows investment advice fiduciaries to receive compensation and engage in certain transactions otherwise prohibited under ERISA and the Internal Revenue Code went into effect on February 16, 2021.
The Federal Reserve Board and the OCC released annual stress testing scenarios for large banks.