The CFTC's withdrew unadopted portions of a November 2018 Swap Execution Facilities and Trade Execution Requirement proposal.
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The SEC Division of Enforcement will no longer recommend a settlement offer conditioned on granting a waiver.
President Biden signed an Executive Order authorizing sanctions against those responsible for the overthrow of the democratically elected civilian government of Burma by military authorities on February 1, 2021.
A joint final rule by the banking regulators that codifies a 2018 Interagency Statement Clarifying the Role of Supervisory Guidance was published in the Federal Register. The OCC and CFPB published in the Federal Register their issuances of the rulemaking, to become effective on March 15, 2021.
In an Investor Alert, the SEC Office of Investor Education and Advocacy provided guidance for investors concerning rules that apply to margin account day trading.