IOSCO reviewed the effect of COVID-19-related government support measures on credit ratings and credit rating methodologies.

A broker-dealer settled FINRA charges of failing to establish and implement a reasonable AML program after the firm's surveillance system generated inaccurate and incomplete reports.

Senate Republicans urged the SEC to reject a Nasdaq Stock Market LLC proposed listing rule that would require that Nasdaq-listed companies take detailed steps to "advance board diversity and enhance transparency of diversity statistics."

The Cabinet Regulatory Tracker is a list of comment deadlines, effective dates and expiration dates.

The State Department revoked the counterterrorism designations of Ansarallah that had blocked the group from engaging in transactions with U.S. persons.