FINRA reported that it will collect a total of $10,707,300 from member firms that report trades to the MSRB. The fee, to be collected in quarterly installments starting in April 2021, funds the Governmental Accounting Standards Board.

Federal Reserve Board Governor Lael Brainard described challenges and solutions for incorporating climate-related risk assessments into supervisory frameworks.

The MSRB extended the date for compliance with amendments to MSRB Form G-32 covering disclosures of primary offerings.

A broker-dealer settled FINRA charges for failing to provide customers with required annual notifications and other information on customers' trades and order routing information.

The SEC issued an order permitting smaller broker-dealer firms an additional 30 days for filing annual reports.