Commentary by James Treanor
A private company offering digital currency payment processing settled its potential civil liability for alleged violations of numerous sanctions programs.
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Commentary by James Treanor
The MSRB reminded brokers, dealers and municipal securities dealers of an upcoming March 31, 2021 compliance date concerning fair dealing obligations of underwriters to issuers.
A U.S. Climate Finance Working Group made up of 11 associations that include ISDA, SIFMA, FIA and the American Bankers Association, laid out 10 recommendations "essential" for a U.S. transition to a sustainable low-carbon economy.
A number of key players in the recent events that led to a short squeeze of stocks involving GameStop, AMC and KOSS testified before the U.S. House Financial Services Committee.
The OCC named Tanya Smith and Michael McDonald as Deputy Comptrollers for Large Bank Supervision.