FINRA proposed amendments to clarify the application of FINRA rules to security-based swaps.
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FinCEN reissued a Geographic Targeting Order requiring title insurance companies to collect and report beneficial ownership information for certain residential real estate purchases.
FDIC Chair Jelena McWilliams identified actions by prudential regulators that can empower "mission driven banks" including minority depository institutions and community development financial institutions.
The CFTC Division of Data renewed previously issued no-action relief from certain reporting and recordkeeping requirements for transactions involving derivatives clearing organizations acting pursuant to either (i) a CFTC exemptive order or (ii) CFTC Division of Clearing and Risk no-action relief.
The SEC's newly appointed Director of Enforcement, Alex Oh, resigned from the agency, citing personal reasons. Melissa Hodgman was reappointed Acting Director.