The U.S. House Financial Services Committee considered proposed legislation in response to the GameStop and Archegos trading events.
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ISDA published a new U.S. Renewable Energy Certificate ("REC") Annex intended to allow firms to transact in RECs based on standardized product terms in environmental, social and governance areas.
An SEC proposal that would require the use of universal proxy cards in all nonexempt solicitations for contested director elections was published in the Federal Register.
The CFTC issued an Order of Registration to Mercado Mexicano de Derivados, S.A. de C.V., a Foreign Board of Trade located in Mexico City.
A firm settled NYSE Arca and NYSE American charges for incorrectly entering order receipt and entry times on its brokerage memoranda.