In two publications, the CFPB reported findings from analyses of pandemic-related mortgage forbearance and delinquencies and from consumer complaints.
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21975 News Results
A publicly traded apparel company settled SEC charges for failing to disclose the impact of its revenue management practices on revenue growth, resulting in materially misleading public statements.
A proprietary trading firm settled NYSE American charges for incorrectly marking sell orders.
The CFTC Division of Clearing and Risk granted no-action relief to CX Clearinghouse, L.P. from certain derivatives clearing requirements in light of the company's fully collateralized clearing model.
FINRA proposed the adoption of a Supplemental Liquidity Schedule for "members with the largest customer and counterparty exposures." The Schedule would supplement FOCUS Report filings.