Treasury Secretary Janet L. Yellen appointed Michael Hsu as OCC Acting Comptroller.

The Alternative Reference Rates Committee highlighted market indicators that it will consider when recommending a forward-looking Secured Overnight Financing Rate term rate.

A firm settled FINRA charges for failing to properly supervise certain types of variable annuity transactions and to monitor variable annuity exchanges.

OFAC clarified that prohibitions under an Executive Order addressing the threat from investments that finance Chinese military companies do not apply to Luokung Technology Corp.

A firm settled FINRA charges for reporting short-interest positions that were already reported by its clearing firm.