The SEC provided notice that it will increase the minimum net worth of a "qualified client" under the Advisers Act and increase the minimum dollar amount of assets under management to adjust for inflation.
News & Insights
21975 News Results
OFAC amended two sanctions programs concerning narcotics trafficking.
At the 8th Annual Conference on Financial Market Regulation, SEC Commissioner Caroline A. Crenshaw identified private securities markets, Regulation Best Interest disclosures and the Consolidated Audit Trail as areas where the SEC should obtain more information to ensure data-driven rulemakings.
The Cabinet Regulatory Tracker is a list of effective dates and comment deadlines.
The Federal Reserve Board adopted an interim final rule to extend an exception for certain Paycheck Protection Program loans by bank executive officers, directors and principal shareholders.