NFA extended relief through the end of 2022 from the requirement to conduct on-site annual inspections of branch offices and guaranteed introducing brokers.
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The FDIC and FinCEN opened the registration period for interested individuals to participate in the "Tech Sprint Program" to help measure the effectiveness of digital identity proofing.
Starting in early February 2022, Lori H. Price will begin serving as the Acting Director of the Office of Credit Ratings.
The SEC is publishing the Chair's agenda of rulemaking actions pursuant to the Regulatory Flexibility Act, which includes amendments to improve and modernize disclosure under the Investment Company Act.
The CFTC Division of Data issued a no-action letter to provide additional time (a little over six months) to comply with amendments to swap data reporting rules.