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Senior officials from the Bank of England, the FDIC, the CFTC, the SEC and the Federal Reserve Board reviewed joint progress on central counterparty resolution issues and on the development of detailed operational planning to support prototype resolution strategies for UK and U.S. CCPs.

The North American Securities Administrators Association is undertaking an online national jobs analysis survey of investment advisers and broker-dealers to ensure that content covered by the Series 63, 65 and 66 exams aligns with current job requirements.