Senior officials from the Bank of England, the FDIC, the CFTC, the SEC and the Federal Reserve Board reviewed joint progress on central counterparty resolution issues and on the development of detailed operational planning to support prototype resolution strategies for UK and U.S. CCPs.
News & Insights
In a statement at the close of the comment period for FinCEN's proposed rulemaking requiring the reporting of beneficial ownership information, FinCEN s aid it will consider further opportunity for supplemental comment in conjunction with the publication of a second proposed rulemaking on access to that information .
Comments on SEC-proposed amendments to money market fund rules are due by April 11, 2022.
The North American Securities Administrators Association is undertaking an online national jobs analysis survey of investment advisers and broker-dealers to ensure that content covered by the Series 63, 65 and 66 exams aligns with current job requirements.
Acting Chair of the FDIC Martin J. Gruenberg highlighted the agency's priorities for 2022.