CFTC Chair Rostin Behnam described the challenges associated with developing rules to govern trading on electronic platforms, given the technological innovations that have created a "growing divergence" between CFTC rules and the marketplace.
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FinCEN's Notice of Proposed Rulemaking to establish a limited-duration pilot program that would allow U.S. financial institutions to share suspicious activity reports with non-U.S. branches, subsidiaries and affiliates was published in the Federal Register.
The SEC reopened the comment period on a proposal to amend the current executive compensation disclosure rule, Item 402 of Regulation S-K, to require that companies disclose the relationship between their executive compensation and financial performance.
The SEC extended the period for action on a proposed rule change enhancing capital requirements for clearing organizations. The SEC designated March 29, 2022 as the new date by which it will "either approve, disapprove, or institute proceedings to determine whether to disapprove" the proposed rule change.
The SEC extended its consideration of a proposed rule change to list and trade shares of (i) ARK 21Shares Bitcoin Exchange-Traded Fund on the Cboe Exchange, Inc. and (ii) Teucrium Bitcoin Futures Fund on the NYSE Arca Exchange.