The National Credit Union Administration outlined supervisory priorities for its 2023 examination program, focusing on areas that pose the greatest risk to its credit union members.
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The CFPB reminded companies to comply with federal consumer financial protection laws when offering "negative option" programs or subscription services.
FINRA proposed to extend the expiration date on previously issued COVID-related relief.
Twenty-one State Attorneys General criticized two proxy advisors, asserting that their commitments to promoting ESG and DEI policies may be in violation of state and federal laws.
The effective date for amendments that harmonize FINRA rules on customer account statements with NYSE rules and guidance will be January 1, 2024.