The CFTC approved technical corrections to its swap dealer and major swap participant regulations.
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An online credit management company agreed to pay $3,000,000 to settle FTC charges for misrepresentations made in marketing third-party financial products to consumers.
FTC increased the notification threshold for reporting proposed mergers and acquisitions under the Hart-Scott-Rodino Act ("HSR"). The FTC also set new HSR filing-fee tiers based on the size of the proposed transaction and increased the thresholds relating to interlocking directors.
SEC Commissioner Hester M. Peirce urged crypto industry participants not to wait for Congress or regulators, but to be proactive in fixing the issues exposed by recent events.
The SEC awarded more than $28 million to four whistleblowers who provided the SEC with information that led to a successful enforcement.