Chief Data Officer ("CDO") Austin Gerig outlined the SEC data strategy for fiscal years 2022 through 2026.
News & Insights
21980 News Results
In a policy statement, the Federal Reserve Board said that it will exercise its discretion under the Federal Reserve Act Section to limit state member banks to engaging as principal in only those activities that are permissible for national banks.
A broker-dealer settled FINRA charges for failing to implement an AML program "designed to detect and cause the reporting of suspicious cyber-events."
Investment Funds Statistics Report, IOSCO published the results of a survey of its members in the asset management industry. The Report contains information on leverage, aggregate liquidity profiles, counterparty risk, borrowing risk, and collateral needs.
CFTC Commissioner Kristin N. Johnson called for expanded authority over digital asset entities.