The MSRB proposed to amend rules on advertising by municipal advisors to allow for the use of testimonial statements.

IOSCO revised its 2011 "Principles for the Regulation and Supervision of the Commodity Derivatives Markets" to address market developments and recent commodity markets volatility.

The SEC proposed amendments to the Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission.

SEC Commissioner Caroline A. Crenshaw advocated for imposing additional disclosure obligations for certain exempt private placements.

The SEC Division of Examinations identified common compliance deficiencies relating to Regulation Best Interest found during broker-dealer supervisory examinations.