Comments on an SEC proposal to establish a best execution regulatory framework for broker-dealers, government securities broker-dealers and municipal securities dealers are due by March 31, 2023.

Three affiliated broker-dealers settled FINRA charges for failing to supervise the use of certain sales charge waivers when rolling over customer tax-advantaged state-sponsored securities plans from one state to another.

ISDA published new standard definitions for documentation of digital asset derivatives trading.

In a white paper, ISDA examined credit risk and legal issues related to (i) netting of derivatives transactions involving digital assets and (ii) using digital assets as collateral.

In comments on a CFPB outline of proposals to implement a consumer's right to access personal financial information, SIFMA argued for limiting the scope of the data required to be reported, establishing necessary exemptions and further protecting data providers.