ISDA CEO Scott O'Malia urged further adoption of measures to facilitate a robust trading environment for voluntary carbon markets.

A broker-dealer settled FINRA charges for overstating its net capital, which caused several additional reporting and recordkeeping violations.

A broker-dealer settled FINRA charges for reporting inaccurate short interest position data.

A broker-dealer settled FINRA charges for failing to implement policies prohibiting firm principals from supervising their own trading activity.

The North American Securities Administrators Association outlined its legislative agenda for the 118th Congress.