SEC Chair Gary Gensler defended recent SEC regulatory initiatives pertaining to private and registered funds and described recent rule proposals meant to address emerging trends in investment management.

A U.S. skincare and dietary supplements company settled OFAC charges regarding apparent violations of the Iranian Transactions and Sanctions Regulations after the Company supplied products and services to Iran.

FinCEN and the Department of Commerce Bureau of Industry and Security reminded financial institutions of their obligation to be mindful of potential attempts to evade Russia and Belarus export controls.

Federal Reserve Board Governor Michelle W. Bowman rejected arguments for "broad, fundamental reforms of the U.S. banking system" in favor of continuing "tailoring and risk-based supervision."

A broker-dealer settled FINRA charges for failing to timely disclose reportable events of its associated persons.