Senate Banking Committee Member Bill Hagerty (R-TN) and House Financial Services Committee Chair French Hill (R-AR) questioned the SEC about a letter from its Investor Advisory Committee stating that “virtually all, if not all, crypto tokens are securities.”

Cboe Europe notified the SEC of its intent to rely on no-action relief provided by the SEC for foreign options markets, its representatives and foreign options market's members, engaging in familiarization activities with eligible broker-dealers and eligible institutions.

In remarks before the Investment Company Institute, SEC Chair Gary Gensler addressed risks associated with liquidity mismatches. He described initiatives to enhance liquidity risk management.

A lender and mortgage loan servicer parent company settled charges with the New York Department of Financial Services for purported cybersecurity-related deficiencies by two of its subsidiaries related to compliance, internal controls, management and technology systems.

The FINRA Investor Education Foundation reported that 56 percent of the Gen Z population in the U.S. (ages 18 to 25) invest, with 19 percent owning cryptocurrency and/or non-fungible tokens.