IOSCO offered policy recommendations to "support jurisdictions seeking to establish compliant markets for the trading of crypto or ‘digital’ or ‘virtual’ assets." The recommendations are intended to promote international consistency in regulatory frameworks.

The Congressional Research Service reviewed federal and state efforts to regulate cryptocurrencies and highlighted related policy issues.

A broker-dealer settled FINRA charges for failing to disclose the disciplinary history of the firm and the disciplinary history of several of its representatives as required by Form CRS.

A broker-dealer settled FINRA and Nasdaq charges for routing to the market several erroneous orders.

A broker-dealer settled FINRA charges for submitting customer relationship summaries that contained inaccurate information on disciplinary history.