SEC Commissioner Jaime Lizárraga warned of the potential risks to investors posed by artificial intelligence and touted SEC initiatives to improve cybersecurity.
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SEC Commissioner Mark T. Uyeda urged the SEC not to seek to expand its authority over foreign entities.
A broker-dealer firm settled CFTC charges for engaging in market manipulation of issuer swaps.
Former executives from Silicon Valley Bank and Signature Bank testified before the Senate Banking Committee on their management of events leading up to the banks' closings.
Bank regulators testified before the House Financial Services Committee on current conditions; they reported resiliency during a period of economic stress.